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Carotid Stenting Activities Update from Government Relations Committee

October 2004

Report Summary

Over the last several months SVS has developed a multi-faceted strategy to address the emerging issues related to carotid stenting.  Among these activities are the following:

SVS participated in FDA panel hearings regarding appropriate indications for use of percutaneous carotid intervention with distal embolic protection;

SVS led CPT and RUC deliberations regarding coding and relative values for transcatheter placement of intravascular stents, with and without embolic protection;

SVS participated in hearings regarding CMS coverage decisions for percutaneous transluminal angioplasty of the carotid artery; 

SVS met with CMS and FDA to promote a vascular-led post-market outcomes data collection initiative; 

The SVS Endovascular Committee has developed draft guidelines for credentialing in percutaneous carotid intervention, which served as the basis for SVS participation in two multi-specialty credentialing documents; 

SVS is conducting a member survey to determine the current levels of training and competence among vascular surgeons for catheter-based interventions; 

SVS has initiated a series of CME-approved courses in cerebral angiography, with the first course scheduled in early December 2004;

SVS has begun an endovascular training opportunities clearinghouse.

Report

FDA approval issues

SVS participated in the April 2004 meeting of the FDA Circulatory System Devices Panel.  Dr. Green’s comments focused on articulating which patients are best served by carotid stenting and urged FDA to support additional trials with expanded indications.

In his written comments, the following criteria were offered regarding the characteristics of patients who would benefit from carotid stenting: 

 …contralateral laryngeal nerve palsy, a history of radiation therapy to the neck, previous carotid endarterectomy  with recurrent stenosis, and those with medical co-morbidities that might adversely affect the outcome in the opinion of the surgeons, interventionalists and anesthesiologists responsible for the patient. We believe however that this cohort and the patients in the SAPPHIRE represent a small percentage of those in the general population currently undergoing carotid endarterectomy and that this study is not reflective of current national practice.  SVS supports judicious use of CAS in bona fide “high-risk” patients.

Dr. Green also advocated multi-specialty coordination and cooperation and suggested that carotid stenting:

should be performed by those operators with expertise not just on technical aspects of delivering a stent to a target, but in all the pre- and post-procedure components that carotid endarterectomy required. 

On August 31, the FDA approved the Guidant stent and protection device for use in treating carotid artery blockages.  The device is approved for use in patients who are at “high risk” for carotid endarterectomy, and who have had lateralizing cerebrovascular symptoms and a stenosis of at least 50% by angiography or duplex ultrasound.  The FDA also approved this device for asymptomatic patients whose carotid artery is at least 80 percent stenotic by angiogram or duplex ultrasound, and who are also “high-risk” candidates for carotid endarterectomy.

Other companies are also in line for approval:  Cordis received conditional approval by the FDA for a carotid stent / embolic protection device system, but Cordis cannot begin selling this system until the company’s factories are inspected and approved.  Boston Scientific expects approval for its device next year.  Bard and Abbot also have devices in the works.

Coverage and reimbursement issues

Earlier this year SVS helped lead a multi-specialty application to the AMA CPT Editorial panel to convert the current Category III carotid stent CPT codes to Category I status.  Two Category I codes were approved, one for transcatheter placement of intravascular stent with embolic protection, another for carotid stent without embolic protection.  These codes have received tentative approval for entry into the 2005 CPT manual.

SVS led the effort to create and analyze the RUC survey data submitted by SVS, ACC, SIR, AANS and AAN.  The RUC reviewed the summary recommendations in late April, and after intense discussion approved the recommendation made by the coalition of societies.  The RUC recommendation for physician work RVUs turned out to be very close to carotid endarterectomy.  The RUC sent its RVU recommendations to CMS this past summer.  Final physician work, practice expense, and malpractice RVUs are determined by CMS and will be published in the Federal Register during the first week of November.

SVS, ACC, ACR, AANS and SIR sent a letter to CMS in February regarding coverage for carotid stenting.  The letter supports coverage only for symptomatic patients who are at high risk for CEA, and divides high risk into two categories: 

The first category includes the anatomic criteria as described in SAPPHIRE data.

For other high risk patients, the letter suggested a collaborative decision-making process that includes multiple physicians and surgeons who performs CEA to establish the risk level for CEA prior to offering carotid stenting. 

SVS individually sent a subsequent letter in mid-July reinforcing support for expanded covered to Medicare beneficiaries in certain high-risk categories for patients:

“whom carotid stenting is proven equivalent to CEA, and where we believe both hold superiority over medical therapy, based on data collected under the auspices of the SAPPHIRE, CREST and CARESS trials.  For normal-risk patients, we believe it is absolutely crucial to withhold coverage until prospective randomized studies such as CREST have tested the equivalence of carotid stenting to CEA.”

The July letter specifically cited categories of patients wherein SVS felt inadequate data had been collected to justify carotid stenting (letter attached).

Several representatives from SVS participated in an August 17 CMS Open Forum.  Included in the SVS comments were the following suggested training and credentialing elements:

physician demonstrates primary clinical responsibility for the management of carotid occlusive disease in 50 patients;

physician has expertise in endovascular management and is qualified to perform endovascular surgery using public guidelines;

physician obtains additional training by performing carotid stenting cases as demonstrated by 30 carotid arteriograms (15 as primary operator); carotid arteriograms performed at the time of carotid stent placement may be counted toward arteriogram requirement; 25 carotid stents (13 as primary operator);

physician completes any FDA mandated training for any specific stent/cerebral protection device combination.

On September 1 CMS announced its intention to cover carotid stenting in FDA required post-approval studies.  CMS will pay for the procedures done during the Guidant FDA-mandated post-market study, which includes high risk patients with symptoms and a 50% or worse stenosis identified by angiogram or ultrasound, and for high risk patients without symptoms, but with a 80% or worse stenosis identified by angiogram or ultrasound.

CMS is also developing their carotid stent coverage policy for patients at high risk for CEA to be implemented outside the auspices of the post-approval studies.  In essence, this will be the policy CMS impose for general use of carotid stenting.  This final CMS review, which will involve public comment on a draft coverage decision, is scheduled to be completed in early 2005. 

Data collection and outcomes issues

SVS representatives met on September 10 with CMS and the FDA to discuss surveillance during the carotid stent rollout and beyond.  While it is the responsibility of the manufacturers to perform post market studies that are representative of patients in the PMA datasets, SVS sees a need for outcomes analysis beyond the FDA mandates.  CMS has the authority to require addition surveillance, but not necessarily the mechanisms to do it.

SVS suggested that vascular surgery is in a unique position to facilitate the surveillance.  The Lifeline AAA registry has given the vascular specialty experience in data collection for pre- and post- market analysis of new devices.  Furthermore, vascular surgery is the only specialty with expertise in medical therapy, CEA, and carotid stenting—providing experience and objectivity.  At this meeting, the FDA representatives were strong supporters of the Lifeline AAA registry as a model for industry/government/specialty collaboration.

A letter from SVS to CMS was sent in late September commenting on coverage for the Guidant FDA post-market study.  The letter included the following points:

SVS strongly encourages CMS to maintain an active role in mandating data generation and analysis in order to help determine which beneficiaries should be considered candidates for carotid stenting. 

Ongoing assessment is needed to determine which subsets of patients will benefit from carotid stenting vs. carotid endarterectomy vs. medical therapy.

SVS strongly urges CMS to pursue all opportunities to determine long-term results of carotid stenting in comparison to CEA, beyond one-year follow-up.

SVS reiterated its belief that the post-approval trials should include only high risk patients.

SVS recommended a widely-based, mandatory CMS carotid stenting registry over the next several years, after the FDA-mandated studies to determine the real-world results of stenting vs. CEA.  The SVS/Lifeline model for the AAA registry was suggested as a proven system that is up and ready for implementation.

Credentialing issues

Guidelines for credentialing in carotid stenting have been drafted by the SVS Endovascular Committee.  The committee’s draft guidelines formed the basis for SVS input into two multi-specialty documents.

The ACC/ACP/SCAI/SVMB/SVS Clinical Competence Statement on Vascular Medicine and Catheter-Based Peripheral Vascular Interventions, which includes carotid stent credentialing criteria, was published in August

A second paper is expected to be completed in October, the SCAI/SVMB/SVS Clinical Competence Statement on Carotid Stenting:  Training and Credentialing for Carotid Stenting, Multi-Specialty Consensus Recommendations.

The SCAI/SVMB/SVS paper describes the cognitive, technical and clinical skills necessary to perform carotid stenting.  Under the technical skills requirements, it is recommended that:

interventionalists with proper credentials and demonstrated expertise in non-cerebrovascular vessels can achieve the required level of technical skills by performing thirty (30) supervised angiograms, half as primary operator, in a supervised setting.  Prior to the performance of these 30 angiograms, the trainee should have acquired extensive knowledge of neurovascular anatomy and pathology and thorough study of appropriate textbooks and case review of angiograms. Some of the required diagnostic angiograms can be done during the diagnostic phase of a carotid stent procedure, with the proviso that the trainee focus on this phase only for the initial series of angiograms.

Institutional participation in a nationally recognized outcomes database, with mandatory submission of outcomes data, is desirable.  Each institution offering a carotid stent program should be willing to provide adequate resources to collect, review and submit data to a national carotid registry.

In addition to the Endovascular Committee’s work on credentialing guidelines, SVS will also be convening a group over the next year to develop official SVS practice guidelines on carotid disease.

Training issues for vascular surgeons

Recognizing that vascular surgeons in practice will need to quickly be trained in the new technology, SVS has initiated several activities.  (These activities are reported on in more detail in other Board reports.)

A survey of SVS members is currently in the field.  The survey seeks to determine current skill level within the specialty in endovascular techniques and to document the current percentage of vascular surgeons doing endovascular interventions.  Preliminary results of the survey will be shared with the SVS Board at its October meeting.

SVS is sponsoring six cerebral angiography courses over the next year, beginning in December 2004.

A clearinghouse of endovascular CME opportunities is being compiled and will be available to SVS members online in early 2005. 

July 18, 2004

Sean Tunis, MD, MSc.
Chief Medical Officer & Director of the Office of Clinical Standards
Centers for Medicare and Medicaid Services
7500 Security Blvd
Baltimore, MD 21244

RE: CAG-00085R Medicare Coverage for Carotid Angioplasty & Stenting

Dear Dr. Tunis;

The Society for Vascular Surgery (SVS) represents 2,000 vascular specialists in the United States.  Our society has 40-years experience in the evaluation and treatment of extracranial cerebrovascular disease.  SVS members have participated in all major carotid endarterectomy and carotid stent trials performed in the United States and Canada.  Importantly, SVS represents the only specialty society with a substantial proportion of members who are experts at both treatment options, open carotid endarterectomy and carotid stenting.  This provides SVS a uniquely objective perspective to address the coverage issue.  SVS offers the following comments regarding reconsideration of the Medicare National Coverage Policy for percutaneous transluminal angioplasty of the carotid artery concurrent with stenting (CAG-00085A, dated March 19, 2001).   

SVS did not favor Medicare coverage for carotid stenting in prior years because published safety and efficacy data were mostly from single centers.  There were no multicenter prospective trials comparing carotid stenting to the standard of practice, carotid endarterectomy (CEA).  In contrast, CEA has been one of the most studied surgical operations in the world over the past 3 decades, and large prospective trials of CEA vs. medical therapy continue to be published.   SVS now believes that data collected under auspices of SAPPHIRE, CREST (lead-in data), and CARESS trials provide sufficiently convincing safety and efficacy information on carotid stenting (CS) to allow expansion of coverage to the Medicare beneficiaries in certain high-risk categories.  SVS would like to offer the following comments and recommendations for Medicare coverage of carotid stenting in specific proposed high risk indications, based on (1) our interpretation of the available data comparing safety and efficacy of CS to CEA, and (2) our collective judgment regarding superiority of these therapies over medical treatment.  Please note that in the following table, the definition of “symptoms” is limited to clear-cut lateralizing hemispheric transient ischemic attacks, unilateral transient monocular blindness and non-disabling strokes.


Risk Factor

Symptoms?

Carotid Stenosis

Indication / Comments

SVS Support

Previous CEA with recurrent stenosis

Symptomatic

>50%

CEA perioperative  complication rate above baseline

YES

Previous CEA with recurrent stenosis

Asymptomatic

>80%

CEA perioperative complication rate above baseline

YES

S/P radiation therapy to neck

Symptomatic

>50%

CEA perioperative complication rate above baseline

YES

S/P radiation therapy to neck

Asymptomatic

>80%

CEA perioperative complication rate above baseline

YES

Contralateral laryngeal nerve palsy

Symptomatic

>50%

CEA carries low incidence of catastrophic bilat laryngeal nerve palsy

YES

Contralateral laryngeal nerve palsy

Asymptomatic

>80%

CEA carries low incidence of catastrophic bilat laryngeal nerve palsy

YES

Contralateral carotid occlusion

Symptomatic

>50%

Literature supports higher stroke risk than baseline for CEA

YES

Contralateral carotid occlusion

Asymptomatic

>80%

Literature supports higher stroke risk than baseline for CEA

YES

Cervical ICA lesion above C2

Symptomatic

>50%

Difficult surgical access

YES

Cervical ICA lesion above C2

Asymptomatic

>80%

Difficult surgical access

YES

Intrathoracic Carotid lesion

Symptomatic

>50%

Surgery requires thoracotomy

YES

Intrathoracic Carotid lesion

Asymptomatic

>80%

Surgery requires thoracotomy

YES

Pulmonary disease documented FEV1<30%

Symptomatic

>50%

CEA may be associated with increased pulmonary complications

YES

Pulmonary disease documented FEV1<30%

Asymptomatic

>80%

CEA may be associated with increased pulmonary complications

YES

 

Risk Factor

Symptoms?

Carotid Stenosis

Issues / Comments

SVS Support

Open heart surgery required within 2 wks

Symptomatic

>50%

CEA may be associated with increased perioperative cardiac complications

YES

Open heart surgery required within 2 wks

Asymptomatic

>80%

CEA may be associated with increased perioperative cardiac complications

YES

Documented NYHA Class III or IV CHF and documented LVEF<30%

Symptomatic

>50%

CEA may be associated with increased perioperative cardiac complications.

YES

Documented NYHA Class III or IV CHF

and documented LVEF<30%

and life expectancy > 5 years

Asymptomatic

>80%

CEA may be associated with increased perioperative cardiac complications.  More data would be useful to demonstrate superiority over medical therapy.

YES

Recent MI <4 weeks

Symptomatic

>50%

Elevated cardiac risk for CEA.  Medical treatment for symptomatic carotid lesion not adequately efficacious

YES

Recent MI <4 weeks

Asymptomatic

>80%

Need more data.  Medical treatment may be best option until cardiac status stabilizes

NO

Unstable angina documented CCS class III/IV

Symptomatic

>50%

Elevated cardiac risk for CEA.  Medical treatment for symptomatic carotid lesion not efficacious

YES

Unstable angina documented CCS class III/IV

Asymptomatic

>80%

Elevated cardiac risk for CEA, but need more data needed to demonstrate CS superiority over medical therapy.

NO

 

Risk Factor

Symptoms?

Carotid Stenosis

Issues / Comments

SVS Support

Severe tandem lesions

Symptomatic

>50%

Literature does not indicate CEA is high risk in this setting. Nature & severity of second lesion lack definition

NO

Severe tandem lesions

Asymptomatic

>80%

Literature does not indicate CEA is high risk in this setting. Nature & severity of second lesion lack definition

NO

Age > 80 yrs

Symptomatic

>50%

CREST lead in data shows elevated stroke risk for stent.  Need more data before approving stent

NO

Age >80 yrs

Asymptomatic

>80%

CREST lead in data shows elevated stroke risk for stent.  Need more data before approving stent

NO

SVS would like to emphasize that our goal is to endorse carotid stenting as a covered treatment option for those specific high-risk patient subsets in whom CS is proven equivalent to CEA, but as noted in our table, we believe some proposed high-risk subsets require more investigation.  Withholding stent treatment from individuals who would benefit is as undesirable as allowing it for subsets who don’t meet these criteria, and we encourage CMS to revisit any coverage decisions that are made as more high quality data become available.

Although noninvasive methods including quality-controlled carotid duplex ultrasound, MRA, CTA, and CTA with three-dimensional reconstructions are diagnostic techniques suitable for entry in a carotid treatment algorithm, all patients undergoing carotid stent will necessarily have an ipsilateral diagnostic carotid arteriogram as an initial step.   For standardization purposes of inclusion under this policy, we recommend that the final determination of carotid stenosis required for CS coverage must be calculated from the angiographic images using the methodology defined in NASCET.

SVS wishes to address a second crucial issue, which is the absolute need for CMS to monitor delivery of this new therapy to individuals proven to derive benefit.  We are extremely concerned that carotid stenting will be offered to a wide range of individuals falling well outside proven indications.  Carotid stenting indications that we endorse are based on tested “high-risk” indications, either anatomic or medical.  For “normal-risk” patients we believe it is absolutely crucial to withhold coverage until prospective randomized studies such as CREST have tested the equivalence of CS to CEA.  We cannot overemphasize the importance of continued data collection, powered sufficiently to test appropriateness of expanded and subset indications with independently adjudicated medium and long-term outcome data.  We understand that the task of assuring appropriate application of the new CS technology on a patient-by-patient basis will be a challenging task, but we believe CMS has the skill to execute accurate monitoring, the power to ensure compliance, and the obligation to do so.  For instance, post-payment audits could be conducted at medical centers where the frequency of CS compared to CEA far exceeds expectations.

Carotid stenting is an exciting new treatment modality.  We urge CMS to consider all available data during reconsideration of the current non-coverage policy, and we are entirely willing to meet with members of the Agency at any time should you believe our expertise in cerebrovascular disease may be helpful.  We appreciate the opportunity to submit comments.

Yours truly,

 

Gregorio Sicard, M.D.
President
Society for Vascular Surgery

Robert Zwolak, M.D.
Chair, Practice Council
Society for Vascular Surgery

 

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